-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BGkPje4r4XVd5w8U8uRteI4P5V3RYnEIXwB8rn0PsDH+0Dgwn+HZtsK2xE70/Qbw EzCaeMChn17tNgP3o7rF/g== 0000950116-00-000489.txt : 20000313 0000950116-00-000489.hdr.sgml : 20000313 ACCESSION NUMBER: 0000950116-00-000489 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000310 GROUP MEMBERS: SAFEGUARD CAPITAL MANAGEMENT, INC. GROUP MEMBERS: SAMUEL A. PLUM GROUP MEMBERS: SCP PRIVATE EQUITY MANAGEMENT, L.P. GROUP MEMBERS: SCP PRIVATE EQUITY PARTNERS LP GROUP MEMBERS: SCP PRIVATE EQUITY PARTNERS, L.P. GROUP MEMBERS: WINSTON J. CHURCHILL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PAC-WEST TELECOMM INC CENTRAL INDEX KEY: 0001071598 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 680383568 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-58023 FILM NUMBER: 566875 BUSINESS ADDRESS: STREET 1: 4210 CORONADO AVE CITY: STOCKTON STATE: CA ZIP: 95204 BUSINESS PHONE: 2099263324 MAIL ADDRESS: STREET 1: 4210 CORONADO AVE CITY: STOCKTON STATE: CA ZIP: 95204 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCP PRIVATE EQUITY PARTNERS LP CENTRAL INDEX KEY: 0001021862 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 435 DEVON PARK DR STREET 2: BLDG 300 CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 6102544137 MAIL ADDRESS: STREET 1: 435 DEVON PARK DR CITY: WAYNE STATE: PA ZIP: 19087 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ----------------- Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. ___)(1) Pac-West Telecomm, Inc. --------------------------------------------------------------------- (Name of Issuer) Common Stock, $.001 par value per share ----------------------------------------------------------------------------- (Title of Class of Securities) 69371Y 10 1 --------------------------------------------------------------- (CUSIP Number) December 31, 1999 ------------------------------------------------------------------ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d - 1(b) [ ] Rule 13d - 1(c) [X] Rule 13d - 1(d) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which could alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 11 - ------------------------------- ----------------------------- CUSIP NO. 69371Y 10 1 13G Page 2 of 10 Pages - ------------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON (ENTITIES ONLY) SCP Private Equity Partners, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 NUMBER OF SHARES ---------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 3,652,649 REPORTING PERSON ---------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 0 ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 3,652,649 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,652,649 (See Item 4) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT - ------------------------------- ----------------------------- CUSIP NO. 69371Y 10 1 13G Page 3 of 10 Pages - ------------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON (ENTITIES ONLY) SCP Private Equity Management, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 NUMBER OF SHARES ---------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 3,652,649 REPORTING PERSON ---------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 0 ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 3,652,649 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,652,649 (See Item 4) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT - ------------------------------- ----------------------------- CUSIP NO. 69371Y 10 1 13G Page 4 of 10 Pages - ------------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON (ENTITIES ONLY) Winston Churchill - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 NUMBER OF SHARES ---------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 3,652,649 REPORTING PERSON ---------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 0 ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 3,652,649 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,652,649 (See Item 4) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT - ------------------------------- ----------------------------- CUSIP NO. 69371Y 10 1 13G Page 5 of 10 Pages - ------------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON (ENTITIES ONLY) Samuel A. Plum - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 NUMBER OF SHARES ---------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 3,652,649 REPORTING PERSON ---------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 0 ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 3,652,649 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,652,649 (See Item 4) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT - ------------------------------- ----------------------------- CUSIP NO. 69371Y 10 1 13G Page 6 of 10 Pages - ------------------------------- ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON (ENTITIES ONLY) Safeguard Capital Management, Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 NUMBER OF SHARES ---------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 3,652,649 REPORTING PERSON ---------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 0 ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 3,652,649 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,652,649 (See Item 4) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT - ------------------------------- ----------------------------- CUSIP NO. 69371Y 10 1 13G Page 7 of 10 Pages - ------------------------------- ----------------------------- Item 1(a). Name of Issuer: Pac-West Telecomm, Inc. (the "Company") Item 1(b). Address of Issuer's Principal Executive Offices: 4210 Coronodo Avenue, Stockton, CA 95204 Item 2(a). Name of Persons Filing: This statement is filed jointly by each of the following persons pursuant to Rule 13d-1(k) promulgated by the Securities and Exchange Commission ("SEC") under Section 13 of the Securities Exchange Act of 1934, as amended (the "Act"): (i) SCP Private Equity Partners, L.P., a Delaware limited partnership ("SCP"), by virtue of its direct beneficial ownership of Common Stock; (ii) SCP Private Equity Management, L.P., a Delaware limited partnership ("SCP Management"), by virtue of its being a general partner of SCP; (iii) Winston J. Churchill ("Churchill"), an individual, by virtue of his being a general partner of SCP Management; Samuel A. Plum ("Plum"), an individual, by virtue of his being a general partner of SCP Management; and (v) Safeguard Capital Management, Inc., a Delaware Corporation ("Safeguard Capital"), by virtue of it being a general partner of SCP Management, (together with SCP, SCP Management, Churchill and Plum each a "Reporting Person" and collectively, "Reporting Persons"). The Reporting Persons have entered into an Agreement Related to the Joint Filing of Schedule 13G, dated March 10, 2000, a copy of which is filed with this Schedule 13G as Exhibit A, pursuant to which the Reporting Persons have agreed to file this statement jointly in accordance with the provisions of Rule 13d-1(k) under the Act. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person assumes responsibility for the accuracy or completeness of information provided by another Reporting Person. By their signature on this statement, each of the Reporting Persons agrees that this statement is filed on behalf of such Reporting Person. The Reporting Persons may be deemed to constitute a "group" for purpose of Section 13(d)(3) of the Act. The Reporting Persons expressly disclaim that they have agreed to act as a group other than as described in this statement. Item 2(b). Address of Principal Business Office or, if None, Residence: The address of the principal business office of each of the Reporting Persons is 435 Devon Park Drive, Building 300, Wayne, PA 19087 Item 2(c). Citizenship: SCP is a Delaware limited partnership; SCP Management is a Delaware limited partnership; Safeguard Capital is a Delaware corporation; Winston J. Churchill and Samuel A. Plum are each citizens of the United States. Item 2(d). Title of Class of Securities: Common Stock, $.001 par value per share, of the Company ("Common Stock") Item 2(e). CUSIP Number: 69371Y 10 1 - ------------------------------- ----------------------------- CUSIP NO. 69371Y 10 1 13G Page 8 of 10 Pages - ------------------------------- ----------------------------- Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) [ ] Investment company registered under Section 8 of the Investment Company Act; (e) [ ] An investment adviser in accordance with Rule 13-d(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [ ] Item 4. Ownership. (a) Amount beneficially owned: 3,652,649 (b) Percent of Class: 10.3% (c) Number of shares to which such person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 3,652,649 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or direct the disposition of: 3,652,649 By virtue of its status as the general partner of SCP, SCP Management may be deemed to have direct or indirect beneficial ownership of the shares of Common Stock owned by SCP pursuant to Rule 13d-3 promulgated by the SEC under Section 13 of the Act. SCP Management disclaims any direct or indirect beneficial ownership of the shares of Common Stock owned by SCP. Each of Churchill, Plum and Safeguard Capital, by virtue of their status as general partners of SCP Management, may be deemed to have direct or indirect beneficial ownership of the shares of Common Stock owned by SCP pursuant to Rule 13d-3 promulgated by the SEC under Section 13 of the Act. Each of Churchill, Plum and Safeguard Capital disclaims any direct or indirect beneficial ownership of the shares of Common Stock owned by SCP. Item 5. Ownership of Five Percent or Less of a Class. Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable - ------------------------------- ----------------------------- CUSIP NO. 69371Y 10 1 13G Page 9 of 10 Pages - ------------------------------- ----------------------------- Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported By the Parent Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group. Not applicable Item 9. Notice of Dissolution of a Group. Not applicable Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 10, 2000 ------------------------------------------- SCP PRIVATE EQUITY PARTNERS, L.P. By: SCP Private Equity Management, L.P., its general partner By: /s/ Samuel A. Plum -------------------------------------- Name: Samuel A. Plum Title: General Partner SCP PRIVATE EQUITY MANAGEMENT, L.P., in its capacity as general partner of SCP Private Equity Partners, L.P. By: /s/ Samuel A. Plum -------------------------------------- Name: Samuel A. Plum Title: General Partner SAFEGUARD CAPITAL MANAGEMENT, INC., in its capacity as a general partner of SCP Private Management, L.P. By: /s/ James Ounsworth -------------------------------------- Name: James Ounsworth Title: Vice President /s/ Winston J. Churchill -------------------------------------- Winston J. Churchill, in his capacity as a general partner of SCP Private Equity Management, L.P. /s/ Samuel A. Plum -------------------------------------- Samuel A. Plum, in his capacity as a general partner of SCP Private Equity Management, L.P. - ------------------------------- ----------------------------- CUSIP NO. 69371Y 10 1 13G Page 10 of 10 Pages - ------------------------------- ----------------------------- EXHIBIT A AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G SCP Private Equity Partners, L.P., SCP Private Equity Management, L.P., Safeguard Capital Management, Inc., Winston J. Churchill and Samuel A. Plum hereby agree that the Statement on Schedule 13G to which the agreement is attached as an exhibit, as well as all future amendments to such Statement, shall be filed jointly on behalf of each of them. This agreement is intended to satisfy the requirements of Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended. Date: March 10, 2000 SCP PRIVATE EQUITY PARTNERS, L.P. By: SCP Private Equity Management, L.P., its general partner By: /s/ Samuel A. Plum -------------------------------------- Name: Samuel A. Plum Title: General Partner SCP PRIVATE EQUITY MANAGEMENT, L.P. By: /s/ Samuel A. Plum -------------------------------------- Name: Samuel A. Plum Title: General Partner SAFEGUARD CAPITAL MANAGEMENT, INC., in its capacity as a general partner of SCP Private Management, L.P. By: /s/ James Ounsworth -------------------------------------- Name: James Ounsworth Title: Vice President /s/ Winston J. Churchill -------------------------------------- Winston J. Churchill, in his capacity as a general partner of SCP Private Management, L.P. /s/ Samuel A. Plum -------------------------------------- Samuel A. Plum, in his capacity as a general partner of SCP Private Equity Management, L.P. -----END PRIVACY-ENHANCED MESSAGE-----